A. Clearance    
Customer Account Equities $20.00 per ticket
   
Customer Account Bonds $20.00 per ticket
   
Principal Account $20.00 per ticket
   
Options  $20.00 per ticket
   
 
B. Execution
Listed Equities  $.0125/share (Most trades go third market at no cost.)
   
Options $1.00 per contract 
   
Listed Bonds $1.00 per bond
 
C. Mutual Funds
(A prospectus may be obtained and should be read carefully before investing.) $20.00 per ticket
 
D. Handling fee of $6.75 per ticket, paid by customer. (Not in D.V.P. accounts.)
 
E. J.P. Morgan Clearing Corp. will charge Introducing Broker for each NYSE extension it files on behalf of an Introduced Account.

F. All bank charges related to the clearance of transactions in U.S. Government Issues for Introducing Broker will be passed on to Introducing Broker.

G. All charges related to the clearance of transactions in foreign securities for Introducing Broker will be passed on to Introducing Broker. 
  1. All clearing charges paid by Employer that are associated with Employee's transactions shall be deducted from the compensation otherwise due employee pursuant to this Agreement in accordance with the schedule of charges. The clearing charges in effect on the date of this Agreement are set forth in schedule hereto.


  2. During the employment Term, Employee shall be responsible for all costs and expenses which are associated with Employee's customer accounts. Such costs and expenses shall specifically include, without limitation, telephone and postage charges, secretarial expenses, printing costs, messenger service, state registration fees, and yearly renewals, workers' compensation, monthly stock guides, and similar costs and expenses. In the event that Employer pays for any such costs and expenses, Employer shall be entitled to reimburse itself from compensation otherwise due Employee under this Agreement.


  3. Legal expenses associated with establishing the branch office will be paid 50% by the branch office and 50% by Brill Securities, the gross expense not to exceed $500.


  4. Any taxes generated from transacting business in the state will be subject to the same percentage breakout as for the branch office payout. 
 
 
 
Extended Hours Trading Risk Disclosure

Brill Securities, Inc.'s Business Continuity Plan Disclosure

BRILL SECURITIES, INC.
member FINRA/MSRB/SIPC

152 West 57th Street, 16th Floor
New York, New York 10019
Tel: 212.957.5700
Tel: 800.933.0800
Fax:212.957.2479


 © copyright 2007 Brill Securities, Inc.